Financial investment specialist
Financial investment specialist (officially certified financial investment specialist IHK ) is a training standard in the German financial services industry .
job profile
The qualification as a financial investment specialist is one of the prerequisites for exercising the profession of financial investment broker according to § 34f GewO and the profession of fee-based financial investment advisor according to § 34h GewO.
Legal
With the implementation of the EU Directive 2004/39 / EC on markets for financial instruments (MiFID I and MiFID II) into German law, it is prescribed that financial investment brokers have to prove a suitable expert examination to perform such services in accordance with Section 34f (2) No. 4 GewO.
exam
The financial investment specialist exam is carried out by the local chambers of industry and commerce (IHK). The exam consists of a written and a practical part.
See also
Individual evidence
- ^ Financial investment specialist - BWV Bildungsverband. In: bwv.de. Vocational Training Center of the German Insurance Industry (BWV) eV, accessed on July 24, 2017 .
- ↑ Requirements for financial investment brokers - BWV Bildungsverband. In: bwv.de. Vocational Training Center of the German Insurance Industry (BWV) eV, accessed on July 24, 2017 .
- ↑ Directive 2004/39 / EC of the European Parliament and of the Council of April 21, 2004 on markets in financial instruments, amending Directives 85/611 / EEC and 93/6 / EEC of the Council and Directive 2000/12 / EC of the European Parliament and of the Council and repealing Council Directive 93/22 / EEC , accessed on 24 July 2017