UN Committee against Torture

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Committee against Torture
Committee Against Torture
 
Organization type Committee
Abbreviation CAT
management Jens MODVIG
Founded June 26, 1987
Headquarters Geneva
Upper organization UN High Commissioner for Human Rights (UNHCHR)
 

The Committee against Torture (Engl. Committee Against Torture , CAT) is a set up by the UN monitoring body that the implementation and compliance with the Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment monitored (Convention against Torture, FoK) by States Parties. If he discovers deficiencies during the inspection, he can submit proposals and recommendations to the states on how they can improve the implementation of the treaty (Art. 62 para. 3 UN Charter). The CAT is composed of 10 experts and meets four times a year in Geneva.

In addition to the Committee against Torture, there is also the Sub-Committee for the Prevention of Torture (SPT), which monitors compliance with the Optional Protocol (OPCAT) to the Convention against Torture .

tasks and activities

The creation of the committee and its tasks are contained in Part II FoK. Its competence relate exclusively to states that have ratified the corresponding agreements (Art. 25 FoK); it also depends on the declarations and reservations made by the states when the treaty was concluded. So did u. a. Pakistan because of Sharia reservations to Articles 3, 4, 6, 8, 12, 13, 16, 28 and 30 FoK. After violent protests by the western states, Pakistan withdrew the reservations regarding Art. 3, 4, 6, 12, 13, 16 FoK. The USA also made countless reservations and reinterpretations.

Its tasks in this regard relate to:

  • State reports, according to Art. 19 FoK
  • Investigation procedure according to Art. 20 FoK
  • State complaints according to Art. 21 FoK
  • Individual complaints according to Art. 22 FoK

Contractual basis

The Convention against Torture (FoK) is a human rights agreement created by the UN . The draft treaty was submitted to the UN on December 9, 1975, and after amendments on December 10, 1984, it was passed by the UN General Assembly (resolution 39/46) and came into effect under international law on June 26, 1987. According to the preamble of the FoK, the basis of this agreement is that in Art. 7 i. V. m. Art. 4 Para. 2 IPbpR defines the prohibition of torture as mandatory international law. The absolute prohibition of torture was specified by the FoK.

  • Art. 1 FoK The definition of torture also includes white torture
  • Art. 3 FoK ban on deportation in the event of threatened torture (non-refoulement)
  • Art. 4 FoK Torture is a criminal offense
  • Art. 12 FoK examination obligation
  • Art. 13 FoK Creation of an independent investigation and complaint body
  • Art. 14 FoK compensation, compensation
  • Art. 16 FoK Inhuman, degrading treatment

According to the definition, torture is an act committed by state organs - if this act is committed by a third party, it is bodily harm , even if the motive is the same.

The FoK stipulates that anyone who is of the opinion that there has been a violation of the prohibition of torture by officials can contact the responsible investigative body (Art. 13 & 16 FoK); in the event of bodily harm by third parties, the police would be in favor responsible. For this purpose the Istanbul Protocol for the Investigation and Documentation of Torture was created by the UN. Very few states have created this body because they do not want to investigate against themselves.

The absolute ban on torture meant that the states mainly use white torture so that nothing could be proven to them, such as the USA in Abu Graib . If this investigative body does not exist, the person concerned has to investigate the state and collect evidence. When all domestic remedies have been exhausted, he can appeal to the committee, which does not accept the complaint due to lack of evidence.

The non-refoulement principle (Art. 3 FoK) was not yet included in the draft and was added by the GA. Most of the committee examines complaints about violations of this provision.

Ratifications

When ratifying the agreement, the states had to expressly consent to the state and individual complaint procedure, the investigation procedure and the internal. Court of Justice had to expressly reject them if they did not agree, as for example Poland.

German-speaking countries GermanyGermany Germany LiechtensteinLiechtenstein Liechtenstein AustriaAustria Austria SwitzerlandSwitzerland Switzerland
Convention against Torture 10/01/1990 11/02/1990 07/29/1987 12/02/1986
Investigation procedure (Art. 20 FoK) no reservation no reservation no reservation no reservation
State complaints (21 FoK) Yes Yes Yes Yes
Individual complaints (Art. 22 FoK) Yes Yes Yes Yes
Intern. Court of Justice (Art. 30 FoK) no reservation no reservation no reservation no reservation

None of these states has created the independent investigation and complaint body, which means that there is no effective remedy for torture.

Rules of Procedure of the CAT

In order to carry out its tasks defined in Part II of the FoK, the committee drew up rules of procedure in which the organization, procedures and responsibilities of the committee were regulated (Art. 18 (2) FoK). It is also based on the Addis Ababa directive on the independence and impartiality of the UN treaty bodies.

It consists of 2 parts, Part I. General Provisions and Part II. Provisions relating to the tasks of the Committee . It is further subdivided into 19 chapters and contains 121 rules (version /C/3/Rev.6). These are numbered consecutively and if the Rules of Procedure are revised, the rules are given new numbers.

In the revision on February 21, 2011, chap. 17 and 21 introduced a follow-up procedure to review the implementation of the Committee's recommendations, as it found that states were ignoring its recommendations.

The relevant chapters of the Rules of Procedure are:

  • Cape. 17. Reports of the contracting states according to Art. 19 FoK
  • Cape. 19. Investigation procedure according to Art. 20 FoK
  • Cape. 20. Handling of state complaints according to Art. 21 FoK
  • Cape. 21. Examination of individual complaints according to Art. 22 FoK

Examination of the state reports

The predominant activity consists in the examination of the accounts of the contracting states, in which these must show how they implement the treaty (Art. 19 FoK). The test procedure is described in chap. 17 of the Rules of Procedure. The states have an initial report within one year after conclusion of the Committee (English. Initial report ) to submit, after approximately every four years a periodic state report (Engl. Periodical reports ). If a state does not submit a report, the committee notes this in its annual report to the UN General Assembly (Rule 67 of the Rules of Procedure).

Because of the overloading of the committees, the UN General Assembly introduced the simplified reporting procedure . If no significant deficiencies were found during the last review of a state report, the committee can now carry out the simplified procedure in which it sends the contracting states a list of issues prior to reporting (LOIPR), the answers to which it receives. Replies to LOIs ) are then considered periodic state reports (Rule 66 Rules of Procedure ).

At the state reporting procedure also can non-governmental organizations (NGOs) and national human rights organizations (NHRIs) actively participate and submit parallel reports to the state reports, show a lack of implementation of the ICCPR by States Parties. In doing so, gaps or errors in the state report can be clarified and deficits pointed out.

The review of the report takes place in public meetings in which the committee examines whether the state party is correctly implementing the anti-torture convention and how it can remedy existing deficiencies (Rule 70 of the Rules of Procedure). For the participation of third parties in the public hearing, an approval is required.

If a state does not submit a report despite a warning, the committee examines the implementation of the FoK on the basis of the parallel reports submitted by the NGOs and NHRIs and notes this in its annual report to the UN General Assembly (Rule 67 of the Rules of Procedure ).

If, during the review of the report, the committee finds that the state has implemented the agreement inadequately, it can submit proposals to remedy the deficiencies (Art. 19 (3) FoK, Rule 71 Rules of Procedure). These proposals are as Concluding Observations (Engl. Concluding Observations ), respectively.

These CCPR proposals are not legally binding, the implementation cannot be enforced and only a follow-up procedure is provided in which a reporter checks the implementation by the state (Rule 72 Rules of Procedure). If necessary, the same proposals will be made in the next state report.

Since some countries do not submit their reports or submit their reports late, the UN High Commissioner for Human Rights (UNHCHR) compiled a list of the countries that submit their reports on time (e.g. Italy, Switzerland, etc.) and a list of those who are in Are in arrears (e.g. Germany, Lichtenstein, Austria, the Vatican etc.).

Investigation procedure

The Convention against Torture also contains an inquiry procedure which gives the committee the authority to carry out investigations if there is reliable information about serious or systematic violations of the Convention against Torture by a contracting state; the participation of the contracting state concerned is sought (Art. 20 FoK). This investigation procedure is regulated in Chapter 19 of the Rules of Procedure. The prerequisite for this is that the state expressly refused to do so when it ratified the treaty (Art. 28 Para. 1 FoK).

The state is asked by the committee to participate in the investigation process and to provide information on these suspicions (Art. 20 para. 1 FoK, Rule 82 et seq. First, the information received is checked (rule 81 et seq. Rules of Procedure) and if the suspicion is confirmed, an investigation is carried out; the committee can also carry out investigations on site in the state concerned, provided the state agrees. After completion of the investigation, the committee sends the investigation report to the state concerned and, if it discovers any irregularities, appropriate recommendations on how to remedy them (Rule 89 Rules of Procedure).

So far, 10 such studies have been carried out. These were: Egypt (2017), Lebanon (2014), Nepal (2012), Brazil (2008), Serbia and Montenegro (2004), Mexico (2003), Sri Lanka (2002), Peru (2001), Egypt (1996) , Turkey (1994)

The committee's recommendations are not legally binding and their implementation cannot be enforced. Apart from the fact that he can carry out a follow-up procedure to review the implementation of the recommendations or that their implementation will be discussed in the next state report, no further measures are planned (Art. 20 (5) FoK, Rule 90 Rules of Procedure).

When faced with such severe or systematic torture by a state, the committee can also bring the matter to the attention of the UN General Assembly . This then decides on how to proceed, because extensive or systematic violations of the prohibition of torture are considered crimes against humanity according to Article 7, Paragraph 1 of the Rome Statute and the International Criminal Court in The Hague is responsible for this, provided that the guilty state recognized the International Criminal Court .

State complaints

This procedure is regulated in Chapter 20 of the Rules of Procedure. The committee is empowered to examine complaints from states if a state party asserts that another state party is not fulfilling its obligations under the Convention against Torture (Art. 21 FoK). The prerequisite for this is that both states explicitly recognized the competence of the committee in a declaration when the treaty was ratified (Art. 21 Para. 1 FoK, Rule 91, 97 VerO).

In contrast to individual complaints, there are no high formal requirements for state complaints, and the UNHCHR Secretariat is not authorized to declare state complaints inadmissible, as is the case with individual complaints (Art. 22 (5) FoK individual complaints, Rule 111 et seq.

The task of the committee is to settle the dispute (Art. 21 para. 1 lit e FoK, rule 98 Rules of Procedure). If no amicable agreement can be reached, a final report is drawn up, which concludes the procedure for the committee (Art. 21 Para. 1 lit h, ii FoK, rule 101 Rules of Procedure). There are rules for international disputes, including: a. the Agreement for the Peaceful Settlement of International Disputes The states can then turn to the International Court of Justice within six months , provided neither of the two states made a reservation in this regard when ratifying the treaty (Art. 30 FoK).

As a precautionary measure, 12 states rejected the jurisdiction of the International Court of Justice when the contract was signed (Art. 30, Paragraph 1 FoK).

The states do not necessarily have to turn to the International Court of Justice; there is also a European agreement for the peaceful settlement of disputes .

On December 16, 1971, Ireland submitted a state complaint against England to the ECMR for violating the prohibition of torture under Article 3 of the ECHR. Ireland was unable to submit the complaint to either the CAT or the CCPR (Art. 7 IpbpR) as these only came into force around 10 years later.

Note on this judgment of the ECHR and the consequences (Guantanamo, Abu Graib)

In its torture memos on the methods of torture in Guantanamo, etc., the USA relied on this judgment of the ECHR, as the USA had a reservation on inhuman and degrading treatment according to Art. Art. 7 IPbpR and Art. 16 FoK. From the judgment of the ECHR, the USA concluded that these torture methods ( five techniques of interrogation ) used by England were permissible under American law, since it is not torture, but according to the ECHR only inhuman and degrading treatment, thus allowed under American law. On December 4, 2014, Ireland requested the ECHR to revise the judgment that it was torture and not just inhuman and degrading treatment, the appeal was rejected by the ECHR.

Obvious oversight by the UN

This is the condition for a state complaint, according to which all domestic legal remedies available in the matter must be lodged and exhausted, unless the procedure for applying the legal remedies takes an unreasonably long time (Art. 21 (1 ) ( c ) FoK) an obvious oversight by the UN, as the complaining state only has to inform the other state of the grievances in writing and if the matter has not been settled within six months, it can contact the committee directly (Art. 21 para. 1 lit a, b IPbpR).

Individual complaints

The individual complaints according to Art. 22 FoK are euphemistically referred to as notifications ( individual communications versus state-to-state complaints ). If a state expressly consented to the individual complaint procedure when the contract was concluded, the committee can also examine individual complaints against this contracting state (Art. 22 (1) FoK, rule 102 Rules of Procedure).

The procedures of the complaint procedure are listed in Chapter 21 of the Rules of Procedure, as well as the formal requirements for individual complaints (Rule 104 of the Rules of Procedure) and the requirements for their admissibility (Rule 113 of the Rules of Procedure). The UNHCHR created a model complaint form and an accompanying information sheet.

The complaint must be submitted in writing, it must not be anonymous and must be written in one of the working languages ​​of the committee, for which the national legal process must be unsuccessful. Only then can a complaint be submitted to the committee, there is no deadline for a complaint, but a complaint is usually no longer accepted after five years ( ratione temporis ). The complaint can be rejected on the grounds that the committee is not competent because the alleged violation is not included in the FoK ( ratione materiae ) or it would constitute an abuse of the right to complain. The same complaint may also not be submitted to another international body (e.g. the ECHR , another UN treaty body , etc.) (Art. 22 (5) FoK, Rule 104, 113 Rules of Procedure).

The complaints submitted to the UN are first formally examined by the UNHCHR Secretariat . Then the complaint is either rejected or registered and forwarded to the committee (rule 104. Rules of Procedure). No statistics are kept on the number of complaints already rejected by the Secretariat.

If the complaint has been rejected by the secretariat, the complainant will be informed of this in a standard letter. For the rejection of the complaint submitted to the CERD, CAT and the CCPR, it uses the same form, in which mostly insufficient reasons are ticked, although this is not provided for and information would have to be obtained instead (Rule 105 Rules of Procedure). If the complaint has been accepted, the secretariat prepares a summary - which can alienate the complaint - and forwards it to the committee (Rule 106 Rules of Procedure). The committee then examines the material admissibility of the complaint / summary (Art. 22 (5) FoK, Rule 113, 116 Rules of Procedure). If he declared the complaint to be inadmissible, then - in contrast to the secretariat - he justified his decision as to the inadmissibility of the complaint. If it has been approved, the summary is forwarded to the state concerned for comment, whereupon the latter can raise the objection of inadmissibility (Rule 115 of the Rules of Procedure). The committee is also trying to reach an amicable agreement. If the contracting state agrees, this is recorded in a decision ( discontinuance decision ) and the case is settled.

Only afterwards does he deal with the content of the complaint (rule 118 Rules of Procedure). If the committee found a breach of contract, it issues proposals and recommendations to the state on how to remedy this (Art. 22 (7) FoK).

The recommendations are not legally binding, their implementation cannot be enforced, only a follow-up procedure is provided in which the implementation of the recommendations is checked by the state and, if necessary, it will be discussed in the next state reporting process. Sanctions are not provided against fallible states. Although in the preamble of the FoK the prohibition of torture according to Art. 7 IPbpR was given as a basis and according to Art. 4 Para. 2 IpBPR the prohibition of torture is part of mandatory international law - it has no consequences for the fallible state, the CAT only recommends that it stop.

Precautionary measures

When submitting the complaint, interim measures can also be requested at the same time if irreparable damage can occur. Such requests must be submitted as soon as possible, marked Urgent Interim measures , so that the committee has sufficient time to consider the request and order such measures. The committee can also order precautionary measures on its own initiative, but they do not constitute a decision on the admissibility of the complaint or the determination of a breach of contract by the state (Rule 114 Rules of Procedure).

Complaints to the CAT and ECHR

A complaint, for example because of a violation of the prohibition of torture according to Art. 7 IPbpR, Art. 1 FoK and Art. 3 ECHR, may not be submitted to the committee, the ECHR or another UN treaty body at the same time , so-called same-matter reservation (Art. 22 para. 5 lit a FoK). However, it is permissible to submit a complaint to the committee for a violation of Art. 1 FoK violation of the prohibition of torture and to the ECHR a complaint about a violation of Art. 11 ECHR of freedom of assembly and association , as there is no overlap, but different contractual violations by the same state concerns.

There are complaints that were first submitted to the ECHR, but were not accepted by it, with the standard reasoning: the complaint does not appear to violate the rights and freedoms guaranteed in the Convention (ECHR) or its additional protocols . The complaint that was then submitted to the UN committee was then rejected on the grounds that it had allegedly been examined by the ECHR, even though the ECHR did not examine the substance of the complaint but did not accept it.

In accordance with decision no. 577/2013 of the CAT committee of February 9, 2016, within the meaning of NB c. Russia for torture. The complainant had at the same time submitted an identical complaint to the ECHR (No. 33772/13), which is why the CAT committee rejected the complaint (see decision RZ 8.2). In the judgment database HUDOC of the ECHR, however, there is no judgment with the No. 33772/13, as the complaint was refused by the law firm and struck from the register - and therefore not examined by the ECHR.

In the meantime, the committee has made decisions in which it nevertheless examined such complaints.

General remarks

The Committee published the interpretation and clarification of certain provisions in the Convention against Torture General remarks (English. General comments ). They are intended to dispel misunderstandings and to assist the contracting states in fulfilling their contractual obligations. To date, the committee has written four General Comments (GC).

  • GC No. 1 (1997): Implementation of Art. 3 FoK (refoulement prohibition) in connection with Art. 22 FoK individual right of appeal
  • GC No. 2 Implementation of Art. 2 FoK Prevention of Torture
  • GC No. 3 (2012) Implementation of Art. 14 FoK reparation
  • GC No. 4 (2017) Implementation of Art. 3 FoK (refoulement prohibition) in connection with Art. 22 FoK individual right of appeal

Members of the CAT

The members appointed according to Art. 17 FoK for 4 years each

Surname country until on
Ms. Essadia BELMIR MoroccoMorocco Morocco 12/31/21
Felice GAER United StatesUnited States United States 12/31/19
Mr. Abdelwahab HANI TunisiaTunisia Tunisia 12/31/19
Mr. Claude HELLER ROUASSANT MexicoMexico Mexico 12/31/19
Mr. Jens MODVIG DenmarkDenmark Denmark 12/31/21
Ms. Ana RACU Moldova RepublicRepublic of Moldova Moldova 12/31/19
Mr. Diego RODRÍGUEZ-PINZON ColombiaColombia Colombia 12/31/21
Mr. Sébastien TOUZE FranceFrance France 12/31/19
Mr. Bakhtiyar TUZMUKHAMEDOV RussiaRussia Russia 12/31/21
Ms. Honghong ZHANG China People's RepublicPeople's Republic of China People's Republic of China 12/31/21

Decisions of the CAT

Statistics of complaints

Decisions of the CAT committee
States Pending impermissible set violation No violation Registered
GermanyGermany Germany 1 0 0 1 1 3
LiechtensteinLiechtenstein Liechtenstein 0 0 0 0 0 0
AustriaAustria Austria 0 1 1 1 1 4th
SwitzerlandSwitzerland Switzerland 22nd 8th 65 16 57 168
66 states in total 158 70 197 107 165 697

The figures are without the complaints already rejected by the Secretariat of the UN High Commissioner for Human Rights (OHCHR). The individual decisions can also be called up in the UN database.

Germany

In a decision published on June 27, 2013, the committee found that Germany had violated Article 3 of the FoK by extraditing the French-Tunisian national Onsi Abichou to Tunisia , because he was threatened with torture there (refoulement ban). The complaint to the CAT was filed by his wife Inass Abichou on August 25, 2010.

According to the CAT decision, Ms. Abichou turned to the ECHR on August 20, 2010, invoking Art. 3 and 6 ECHR and requested precautionary measures in accordance with Art. 39 Rules of Procedure - ECHR. As early as August 23, 2010, the ECHR sent her the decision not to intervene (Application No. 33841/10) with the standard reasoning: the complaint does not appear to violate the rights and freedoms guaranteed in the Convention (ECHR) or its additional protocols (see CAT decision RZ 2.11 and 4.3).

In the judgment database HUDOC of the ECHR, however, there is no judgment with the No. 33772/13, as the complaint was refused by the law firm and struck from the register - and therefore not examined by the ECHR (Art. 22 (5) lit a FoK same-matter reservation).

On August 25, 2010, Ms. Abichou turned to the CAT with the same complaint and on the same day her husband was extradited from Germany to Tunisia. The CAT examined Ms. Abichou's complaint and relied on judgment 246/07 of the ECtHR in the sense of Ben Khemais c. Italy of February 24, 2009 (CAT - Decision No. 430/2010 p. 5 footnote 9: European Court of Human Rights, Ben Khemais v. Italy, Case No. 247/07, February 24, 2009 ). Which is why the CAT came to the conclusion that Germany should not have extradited Onsi Abichou to Tunisia (CAT decision No. 430/2010 RZ 11.4).

Tunisia had ratified the Anti-Torture Convention on September 23, 1988 and both state complaints pursuant to Art. 21 FoK and individual complaints acc. Art. 22 FoK approved. Neither Germany nor Italy had lodged a state complaint against Tunisia with the CAT.


Additional information

Reports on the state reports

literature

See also

Web links

Individual evidence

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