Defiance theory

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The criminological Despite theory : (English original Defiance Theory as one of many) crime theories uncover want, for whatever reasons offenders differently to penalties respond, where the emphasis is on Despite ( Defiance is) in response. The theory was published in 1993 by Lawrence W. Sherman .

Content and criminal policy implications

According to Sherman, punishment can work in three forms:

  • It can act as a deterrent and thus the desired target reach ( Deterrence ).
  • It can be ineffective and thus have no influence on the commission of further criminal offenses ( irrelevance ).
  • It can generate a defiant reaction and thus further deviant behavior ( defiance ).

Factors that make defiant reactions and thus new criminal offenses likely are the perceived injustice of the sanction, doubting the legitimacy of the criminal, injured pride and a lack of social ties to the criminal.

According to Sherman, empirical evidence shows that there is a connection between personality type and the effectiveness of punishment; that punishment is more effective for working men than for the unemployed and that it works better for older than younger men.

Like the theory of reintegrative shaming , the defiance theory makes it clear that sanctions can have an inhibiting as well as reinforcing effect on criminal behavior and implies for the judicial system that arbitrariness , humiliation and stigmatization on the part of the police or the courts have to cease because this leads to new crimes to be produced.

Individual evidence

  1. This is the name of Hans Joachim Schneider : Internationales Handbuch der Kriminologie . Part 1, De Gruyter, Berlin 2007, ISBN 978-3-89949-128-9 , p. 145 .; and also with:
    Hans-Dieter Schwind : Kriminologie und Kriminalpolitik. A practice-oriented introduction with examples . 23rd edition, Kriminalistik Verlag, Heidelberg 2016, ISBN 978-3-7832-0047-8 , p. 164.
  2. Lawrence W. Sherman , Defiance, Deterrence, and Irrelevance: A Theory of the Criminal Sanction . In: Journal of Research in Crime and Delinquency , Volume 30, Issue 4/1993, pp. 445–473, doi : 10.1177 / 0022427893030004006 .
  3. The presentation follows: Christian Wickert, Defiance Theory (Sherman) , SozTheo ; In German-language criminology textbooks, the theory is treated cursory at best, if at all.