Monika Roth
Monika Roth (* 1951 ) is a Swiss lawyer , university professor and judge. She is an expert and author in the areas of compliance , corporate governance and financial market law .
Life
Monika Roth studied law at the University of Basel from 1971 to 1975 , where she graduated with a degree. In 1981 she passed the bar exam. In 1994 she received her diploma from the Swiss Banking School, in 2004 she was awarded a Dr. iur. PhD . From 1978 to 1984 she was a clerk and bankruptcy administrator at the civil court in Basel-Stadt and from 1984 to 1993 legal secretary of the Swiss Bankers Association, Basel. From 1993 to 1997 she was Deputy Director in a group management team at the Swiss Bank Corporation and from 1997 to 1998 she was Deputy Director and Head of Business Development at KPMG . From 1993 to 2011 she was a tax judge in the canton of Basel-Landschaft. She has worked as a criminal judge since 2000, and has been Vice-President of the criminal court in the canton of Basel-Landschaft since 2010. Since 1998 she has been a partner of Roth the matchmakers and the law firm Roth Schwarz Roth in Binningen (BL) as well as a partner in Fintegrity GmbH , Bern.
She has been a professor at the Lucerne University of Applied Sciences since 2007 . As head of studies, she is responsible for the Diploma of Advanced Studies (DAS) Compliance Management at the Institute for Financial Services Zug (IFZ). From 2007 to 2017 Roth was a member of the Board of Directors of Ethos Services AG , Geneva, from which she resigned under protest. She is a member of the compliance committee of the Swiss National Science Foundation and co-president of the initiative committee of the corporate responsibility initiative .
Roth has authored several books and numerous articles on compliance , corporate governance and financial market law. She is the author of numerous newspaper and magazine articles. a. regularly a column for the Luzerner Zeitung .
Publications (selection)
- Compliance - the raw material of corporate social responsibility. Dike, Zurich 2014.
- Investment advice and asset management (= in a nutshell ). Dike, Zurich 2013.
- The triangular relationship between customer, bank and asset manager. Loyalty and due diligence in investment advice and asset management. 2nd edition, Dike, Zurich 2013 (1st edition 2007).
- Competence and responsibility: non-compliance as a strategic risk. Dike, Zurich 2012.
- Compliance (= in a nutshell ). Dike, Zurich 2011.
- Compliance - a prerequisite for sustainable corporate management. A cross-industry and interdisciplinary handbook with case studies. Dike, Zurich 2010.
- as editor: Close up on Compliance. Law, Morals and Risks - Close-ups on compliance management and governance issues. Dike, Zurich 2009.
- The rules of private banking in Switzerland. Finance and Economy, Zurich 2009.
- as editor: corporate governance and compliance. A case study with a glossary. Dike, Zurich 2009.
- with Mario Erni: Regulation and Reputation. The Swiss financial center and the compliance of its companies. Dike, Zurich 2008.
- Good corporate governance: Compliance as part of the internal control system. Dike, Zurich 2007.
- Compliance as a further development and continuation of quality management (= To Do the Right Things Right ). Schulthess publishing house, Zurich 2003.
Web links
- Prof. Dr. Monika Roth , profile on the website of the Lucerne University of Applied Sciences
Individual evidence
- ↑ Leaving the Ethos Board of Trustees and the Board of Directors of Ethos Services. Ethos , Swiss Foundation for Sustainable Development, accessed on November 15, 2018 .
- ↑ Corporate Responsibility Initiative: Personalities. Retrieved August 2, 2020 .
- ↑ Prof. Dr. Monika Roth. Retrieved on November 15, 2018 (profile on the website of the Lucerne University of Applied Sciences and Arts ).
personal data | |
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SURNAME | Roth, Monika |
BRIEF DESCRIPTION | Swiss lawyer |
DATE OF BIRTH | 1951 |